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A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

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    Jul 6, 2012 |Story| AM News
  1. Capitalism is an irrational political system

    Contributing columnist
    Yes, it’s irrational. And it’s what the GOP says it wants for our country, to save us from becoming “like Europe.” It’s also what the post-New Deal Democratic Party stands for, only a little less. Let’s start with...

    Tags: Jamie Dimon, Republican Party, JPMorgan Chase & Co., Finance, Mike Crapo

  2. Jun 17, 2013 |Story| Los Angeles Times
  3. Noodles & Co. expects IPO price of $13 to $15 a share

    Fast casual chain Noodles & Co. expects its initial public offering to price at $13 to $15 a share, the company said in a regulatory filing Monday.
    Fast casual chain Noodles & Co. expects its initial public offering to price at $13 to $15 a share, the company said in a regulatory filing Monday. The Broomfield, Colo., business said it expects $67.1 million in proceeds if shares are priced in the...

    Tags: Lifestyle and Leisure, Financing and Stock Offerings, Foods and Beverages, Washington, DC, Restaurant and Catering Industry

  4. Jun 16, 2013 |Story| Chicago Tribune
  5. GTCR and Bruce Rauner in spotlight again with Rauner's run for Illinois governor

    With businessman Bruce Rauner running for Illinois governor, his experience in the world of private equity is likely to sound familiar to voters.
    With businessman Bruce Rauner running for Illinois governor, his experience in the world of private equity is likely to sound familiar to voters. Republican presidential nominee Mitt Romney had a similar background, which became fodder for debate during...

    Tags: Auxilium Pharmaceuticals Incorporated, Stanley Works, Heavy Engineering, Physical Therapy, U.S. Department of Justice

  6. Jun 17, 2013 |Story| Chicago Tribune
  7. Executive Profile: Leaders share news from companies and careers, and their outlook on the economy

    We checked in with executives profiled in the Tribune in the past year to learn their news, their insights about the coming year, and how they're feeling about the economy.
    We checked in with executives profiled in the Tribune in the past year to learn their news, their insights about the coming year, and how they're feeling about the economy. Curt Bailey, president, Related Midwest Related has been running on all...

    Tags: Publicis Groupe SA, Computing and Information Technology Industry, Consumers, Nisource Incorporated, Startups

  8. Jun 16, 2013 |Story| Los Angeles Times
  9. Corinthian Colleges' stock tumbles 23% since disclosing SEC probe

    Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company.
    Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company. Corinthian said it received a subpoena this month...

    Tags: Teaching and Learning, National Government, Politics, Colleges and Universities, Corinthian Colleges Inc.

  10. Jun 10, 2013 |Story| Chicago Tribune
  11. Inflight Wi-Fi provider Gogo dusts off IPO plans

    Itasca-based inflight Wi-Fi provider Gogo dusted off its plans to go public on Monday, saying it is seeking to raise between $165 million and $187 million in an initial public offering.
    Itasca-based inflight Wi-Fi provider Gogo dusted off its plans to go public on Monday, saying it is seeking to raise between $165 million and $187 million in an initial public offering. Gogo, which as of the end of April had its WiFi system installed...

    Tags: Air Transportation Industry, Virgin Group, Ltd., Initial Public Offerings, Delta Air Lines, United Air Lines

  12. Jun 14, 2013 |Story| Aberdeen News
  13. Court freezes trader's assets in Smithfield case

    WASHINGTON (AP) - A U.S. court has frozen the assets of Thailand trader accused of profiting from advance knowledge of a Chinese company's plan to acquire Smithfield Foods. The Securities and Exchange Commission has accused Badin Rungruangnavarat of...

    Tags: Smithfield, Smithfield Foods, Insider Trading, Washington, DC

  14. Jun 13, 2013 |Story| Los Angeles Times
  15. Revlon fined $850,000 by SEC, accused of misleading investors

    Cosmetics giant Revlon Inc. is facing a $850,000 fine from the Securities and Exchange Commission, which alleges the company misled investors as it tried to tackle its debt.
    Cosmetics giant Revlon Inc. is facing a $850,000 fine from the Securities and Exchange Commission, which alleges the company misled investors as it tried to tackle its debt. Without admitting or denying fault, the New York company agreed to settle...

    Tags: Revlon Incorporated, Analysts' Comments, Marketing

  16. Jun 12, 2013 |Story| Orlando Sentinel
  17. Offshore tax strategies may have fewer individual takers

    Orlando lawyer Scott G. Miller says he used to field lots of calls from rich doctors and business owners who wanted to know how to fend off taxes and protect their assets from creditors by placing at least some of their money in an offshore account.
    Orlando lawyer Scott G. Miller says he used to field lots of calls from rich doctors and business owners who wanted to know how to fend off taxes and protect their assets from creditors by placing at least some of their money in an offshore account....

    Tags: Corporate Officers, Politics, Maitland, Finance, Tim Cook

  18. Jun 11, 2013 |Story| Chicago Tribune
  19. CBOE hit for failure to police 'naked short selling'

    The Chicago Board Options Exchange has agreed to pay a $6 million fine relating to what regulators call "various systematic breakdowns" in the policing of its own procedures.
    Tribune reporter
    The Chicago Board Options Exchange has agreed to pay a $6 million fine relating to what regulators call "various systematic breakdowns" in the policing of its own procedures. The Securities and Exchange Commission announced the charge Tuesday and...

    Tags: Chicago Board Options Exchange

  20. Jun 11, 2013 |Story| Los Angeles Times
  21. Snowden's dilemma: What are the possibilities for asylum?

    If Edward J. Snowden, who says he leaked National Security Agency secrets, wants to stay out of the clutches of U.S. judicial authorities, his choices for seeking asylum are few and, literally, far between. Only Iceland would seem to meet the conditions...

    Tags: International Law, Russia, Police Investigations, National Security Agency, Prisons

  22. Jun 9, 2013 |Story| Orlando Sentinel
  23. 06/10: Insider Trading

    Insider Trading is a weekly report of stock transactions involving officers, directors and owners of 10 percent or more of a publicly held company. Corporate insiders historically make more economically sound decisions in trading their own company's stock than do other investors. Selling by insiders is not necessarily negative, however, because they may sell stock for tax reasons, estate planning or cash needs. Here are some of the most recent transactions reported to the U.S. Securities and Exchange Commission and the New York and American stock exchanges by companies with interests in Central Florida.
    Insider Trading is a weekly report of stock transactions involving officers, directors and owners of 10 percent or more of a publicly held company. Corporate insiders historically make more economically sound decisions in trading their own company's stock...

    Tags: Thomson Corporation, Corporate Officers, Insider Trading, Finance, Advance Auto Parts Incorporated

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U.S. Securities and Exchange Commission Photos
Latham & Watkins announced the arrival of Nabil Sabki t...
(May 14, 2013)
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(October 29, 2012)
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